1. Termination of Advisory Agreement

The Investment Advisory Agreement may be terminated under the following circumstances:

  • Voluntary or mandatory termination by the Investment Adviser.
  • Voluntary or mandatory termination by the client.
  • Suspension or cancellation of the Investment Adviser’s registration by SEBI. (The client may be provided the option to terminate).
  • Any action taken by a regulatory authority or government body affecting the continuation of services.
In case of voluntary termination, either party must provide 30 days prior written notice.

2. Advance Fees

The Investment Adviser may charge advisory fees in advance if agreed by the client. Such advance fees shall not exceed the maximum period permitted under SEBI regulations, which is currently one year.

4. Processing of Refund

Any eligible refund will be processed strictly within 7 working days from the date of confirmation of the refund request.

3. Refund of Fees Calculation

Proportionate Refund

In the event of premature termination, the client is entitled to a refund of proportionate fees for the unexpired portion of the service period.

Exclusions

The final calculated refund amount will strictly exclude applicable GST or other government taxes.

Notice Period Billing

The notice period will include the continuation of advisory services and will be considered in the calculation of the billable amount.

Breakage Fee

The Investment Adviser may retain a breakage fee not exceeding one-quarter of the advisory fee, as permitted under the agreement terms.

5. Contact for Refund Queries

For any queries related to refund requests or to check your refund status.

info@prosperentia.com

Beware of Imposters

*We do not call or solicit any business from investors. We are not present on any platform, nor do we offer any trading applications. Prosperentia Wealth, Prosperentia and her employees are not responsible for any damages arising from use of or reliance on any information from unofficial communication channels. Any first contact other than from the email address mentioned in the contact page is to be treated as fake and maybe a case of impersonation.

Disclaimer

Registration granted by the Securities and Exchange Board of India (SEBI) and certification from NISM does not guarantee the performance of the intermediary or provide any assurance of returns to investors.